Regulatory Compliance Manager
We have a great opportunity for a Regulatory Compliance Manager, working for a leading provider of Wealth and Corporate Solutions.
Responsibilities in this role include:
Contribute to the effective management and mitigation of regulatory compliance risk through the use of company compliance risk methodologies, compliance monitoring findings, and jurisdictional regulatory risk initiatives etc,
including on a forward looking basis;
Act as main point of reference for regulatory compliance advice and guidance queries emanating from the Regional Compliance Officers and all other parts of the business;
Act as subject matter expert and point of reference in relation to:
The cross-border distribution risks of Utmost products;
The foreign regulatory licensing of Introducers;
Conduct of Business risk and Treating Customers Fairly issues;
Compliance with all applicable Data Protection Laws;
International tax information exchange issues (FATCA & CRS).
More information about the role is available upon request contact the team today for further details.
For more information please visit https://www.alexanderdaniels.gg/job/regulatory-compliance-manager-2/.
« Return to Adverts