Are you an experienced compliance professional? A law firm is seeking a Senior Compliance Officer to join their team.
Key responsibilities include:Delivering compliance trainingActing as the point of contact for the CommissionSubmitting regulatory notificationsEnsuring all compliance policies and procedures are kept up to dateActing as the MLCO/FCCOEnsuring business risk assessment is kept up to dateInvestigating any matters of concernPreparing quarterly reportsActing as advisory for the firm
For this role, you need 5 years or more experience and a relevant qualification. In addition, strong commercial awareness is required, along with an analytical approach and great attention to detail. If this sounds like a great opportunity, get in touch with one of our team to find out more!