Wednesday 20 February 2019
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Senior Associate - Risk & Compliance

Compliance, Risk & Internal Audit Enquire

 

Type:Permanent
Hours:Full Time
Reference:SITUATIONS-32126
 

Full Description

Our client is looking to recruit a Senior Associate to join their risk and compliance department, to assist the Risk and Compliance Manager in the general administration of the risk and compliance department and all client entities administered by Guernsey. Key duties:The operation of the Anti-Money Laundering programmeThe input, review and reporting on relevant dataUndertaking reviews as part of the Compliance monitoring programme and preparing relevant reports regarding findings of the review.The operation of the Risk Assessment programmeThe handling of queries from staff regarding compliance and CDD data mattersThe accurate and prompt checking of databases following receipt of notices from regulatory authorities, law enforcement agencies, etcThe review, testing, maintenance and operation of relevant procedures and manualsAssist with the preparation and drafting of compliance and MLRO reports for review and approval by Compliance ManagerBe part of the team that ensures that quality day to day administration of client portfolios is undertaken The desirable candidate will have a minimum of 5 to 10 years experience in the fund and/or finance industry including a minimum of 3 to 5 years previous experience dealing with AML/CDD issues and have good communication, consulting, interpersonal, influencing and negotiation skills. They will also hold a relevant professional compliance qualification e.g. International Compliance Association or have a desire to work to towards a professional qualification.

For more information please visit https://situations.gg/jobs/job/j/32126.


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