Full Description

We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted here, on our website. 

 

About TMF Group

TMF Group is a leading provider of administrative services, helping clients invest and operate safely around the world. As were a global company with 11,000+ colleagues based in over 125 offices across 87 jurisdictions, we actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.

 

Discover the role

The primary aim of this role is to support client boards in ensuring compliance with relevant legislation and guidance while adhering to TMFs internal control framework as Compliance Manager and MLRO. As a key member of our team, youll own, develop and monitor appropriate risk and control frameworks for your clients, and at the same time, youll enjoy global collaboration across our wider Group. 

 

Key Responsibilities

• Compliance Monitoring and Reviews: Develop, update, and maintain client compliance monitoring plans. Conduct compliance monitoring reviews for Guernsey Investment Licensed entities, including closed and open-ended funds, and complete periodic reviews.
• Board Reporting: Draft and present regular compliance reports to client boards.
• Remediation Tracking: Ensure that any compliance monitoring findings are tracked and remediated by the relevant TMF business area.
• Procedure Development: Assist in the development and maintenance of client compliance procedures.
• Regulatory Updates: Keep client boards informed of changes in regulatory requirements.
• Training Participation: Actively participate in training programs on compliance and business-related matters.
• Risk Identification: Identify areas of risk and inefficiencies, recommending best practices.
• Project Involvement: Participate in team projects related to regulatory changes for client entities, serving as a project lead or primary consultant on large projects with technical components.
• Audit Liaison: Work with internal and external auditors to provide necessary information.
• Management Reporting: Assist with the preparation of monthly and ad hoc management reports as required.
• Regulatory Liaison: Liaise with the Guernsey Financial Services Commission (GFSC) as needed to seek advice and report information.

 

About you

Ideally, you meet the following criteria:

• 3-5 years of experience in a similar role (very familiar with Compliance/MLRO duties)
• A relevant Compliance Qualification (ICA Diploma level or equivalent) is preferred
• Proficiency in MS Office (Word, PowerPoint, Excel, Outlook) and other relevant software
• Fluent in both written and spoken English
• Ability to work independently while maintaining strong relationships with internal functions
• Previous experience in reporting to boards is highly desirable

 

We are looking forward to getting to know you!

For more information please visit https://careers.tmf-group.com/cw/en/job/574351.

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