The role is an integral part of the Compliance team within the Channel Islands, the focus of which is to support the regulatory, compliance and risk management functions of the company.
Working under the direction of the Guernsey Compliance Director as well as working closely with other Group compliance staff, administration teams and external system consultants as required; along with other members of the Division to assist the Board and business teams to meet the firms objectives.
These include but are not limited to:
Assisting with all aspects of maintaining the firms compliance framework, incorporating the undertaking of monitoring tasks which include certain testing actions within the Compliance Monitoring Programme, reporting findings and MI to the Compliance Director, assisting with preparation of Compliance and AML reports to the Board.
Contribute to the preparation of regulatory returns, to be submitted by the relevant deadlines e.g. the GFSCs Annual Financial Crime Return.
Assisting with the maintenance of Compliance and AML registers
More information about the role is available upon request contact the team today for further details.